Linedata Compliance - Integrated compliance monitoring across all asset types

Capital Market Solutions is an agent for Linedata Compliance, the premier compliance monitoring system, to the Asia Pacific region. Linedata Compliance ensures portfolios comply with regulatory requirements, prospectus limitations and in-house guidelines. The pre-trade functionality captures investment breaches before trading and post-trade functionality provides breach resolution support.

Linedata Compliance provides fast flexible functionality for compliance officers and investment professionals. This scaleable solution leverages a real- time, N-Tier message based architecture. Linedata Compliance provides compliance checking, monitoring and reporting with drill-down capabilities.

This sophisticated look-through capability measures exposures from derivatives and fund of funds. The highly scaleable engine allows for thousand of rules to be run simultaneously across multiple servers. An extensive library of rules covers every major market. The rule builder allows rules to be easily created. There is a full audit trail of current and historical orders, rules, sets and breach resolutions.

For further information on LineData Compliance please view our online brochure.